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Investor Advocate Group Pushes For More Broker Disclosure
An investor advocacy group said there are compelling grounds for making brokers disclose fees they are paid for selling a particular fund's shares based on results of recent summary prospectus focus groups convened by the Securities and Exchange Commission.
The Coalition of Mutual Fund Investors said in an August 29 comment letter to the SEC that "many investors do not really read prospectuses, even summary ones" and, therefore, brokers should be required to ...
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